Orient Securities Broker Yan Jingru Warned for Transferring All Commission Kickbacks to a Specific Related Person

Regulation
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On July 10, the Jilin Securities Regulatory Bureau issued a notice stating that Yan Jingru, a broker at the Changchun Tongzhi Street securities business department of Orient Securities, had been issued a warning letter for indirectly transferring all of her commission kickbacks to a specific related person over a long period, in violation of relevant regulations.

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Broker warned for violating regulations by transferring commission kickbacks to a related person.

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