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Southwest Securities Co Ltd

Southwest Securities Co., Ltd. is a securities company based in Chongqing, China, founded in 1990. It operates through five segments: Securities Brokerage, Proprietary Securities Trading, Investment Banking, Asset Management, and Other Businesses. Its services include securities trading, margin trading, stock transactions, repurchase agreements, stock options, institutional brokerage, investment advisory, futures IB, equity incentive financing, and investment in equity, fixed-income, and derivative products. The company also provides equity and bond financing, M&A restructuring advisory, listing services, investment management, think tank support to local governments and industrial groups, market making, futures brokerage, and risk management.

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Price · split & dividend adjusted
News & notes moving 600369.CG
600369.CG

Former Southwest Securities Senior Executive Peng Shibin Under Investigation for Serious Disciplinary and Legal Violations

Peng Shibin, former second-level specialist at Southwest Securities, is under investigation for suspected serious disciplinary and legal violations. He is currently undergoing disciplinary review and supervisory investigation by the Chongqing Municipal Commission for Discipline Inspection and Supervision. Peng previously served as head of the discipline inspection group stationed at the Chongqing Human Resources and Social Security Bureau by the Chongqing Municipal Commission for Discipline Inspection, head of the first inspection team of the Chongqing Municipal Party Committee, and head of the discipline inspection and supervision group stationed at Southwest Securities by the Chongqing Municipal Commission for Discipline Inspection and Supervision. Southwest Securities is the only national comprehensive securities firm registered in Chongqing. In 2025, it achieved operating revenue of 3.207 billion yuan, up 25.35 percent year on year, and net profit of 1.062 billion yuan, up 51.90 percent year on year.
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